Group Compliance Officer
Praha

We are looking for an experienced Compliance Officer for our Legal and Compliance Team of APS Holding.

What will you do?

  • Creation and implementation of compliance policies across APS Group;
  • Monitors and verifies compliance with internal policies, laws, rules, national and international standards in the compliance area;
  • Manages all compliance areas significant to the company, including Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT), Personal Data protection, Conflicts of Interests, Anti-Bribery and policies required by the clients;
  • Ensures that activities of APS companies are compliant with regulatory requirements (financial markets, investments) and bond undertakings;
  • Ensures and provides assistance with compliance supervision of existing subsidiaries and with the implementation of compliance measures in newly established group entities /new countries;
  • Performs compliance controls according to the internal control system;
  • Assists inspections from regulators and investors as well as internal audits;
  • Analyses specific legislation, applicable in the compliance area and elaborates, maintains, and implements internal procedures in the compliance department;
  • Verifies compliance with laws, rules, national and international standards in the compliance area in order to identify, assess, monitor, and report risks;
  • Ensures the activity regarding requests received from state authorities;
  • Investigates, reviews, and resolves suspicious transactions reports to state authority;
  • Performs the due diligence on new clients, requests the KYC information, documentation, review, and verification of received documentation;
  • Receives complaints from employees regarding potential anomaly indicators, express opinions in writing, and provides an advisory opinion regarding the compliance area;
  • Supervises communication with data subjects and ensures addressing all queries from them - right to be forgotten, right to access the personal data…);
  • Creation and implementation of data processing/sharing agreements and other legal documents (GDPR notifications, consents of employees, etc.);
  • Supervises preparation of the annual /quarterly compliance reports;
  • Reviews and comments on internal policies, documents, and agreements from a compliance perspective; Reviews company transactions from a compliance perspective;
  • Promotes the standards and responsibilities of Company employees regarding the compliance area;
  • Provides the necessary support for Company employees regarding compliance issues;
  • Delivers training on compliance matters and ensures that employees are regularly trained;
  • Leads and cooperates with the compliance staff in the APS subsidiaries;
  • Monitors implementation of compliance requirements in APS subsidiaries;
  • Performs any other duties related to the compliance activity which are not in contradiction with the national laws in place;

What do we expect from you?

  • Law degree
  • Fluent English
  • Experience at the senior legal position
  • Solid experience in the compliance area, preferably from /advising to/ financial institution or investment firm
  • Talent to navigate non-lawyers in compliance matters
  • Ability to independently and assertively address compliance issues in a go-ahead business environment
  • Strong personal integrity and ability to address challenging situations and issues in a professional and effective manner
  • Business-oriented and organized team player
  • Leadership and presentation skills
  • Experience with World-Check software or similar AML software tools is an advantage

What we can offer you?

  • Work in a dynamic investment group
  • International work environment
  • Young and professional collective
  • Possibility of personal development and growth
  • Offices in Prague City Center (Nám. Republiky)

In case of your interest, please send us your CV in English.

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